Your Destination Hybrid Partner With Offices Nationwide Since 1987

Join UP

If you are an advisor considering affiliating with United Planners, click the link below to download our eKit.  Read below to learn more about the Steps of Affiliation and JoinUP to the new level of partnership today!

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About us

Learn more about our history, vision, leadership team and social activity on official UP site.

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White Papers & Resources

Find some of the resources United Planners has created to address many of the challenges facing the industry and what we've done as a firm to combat those.

White Papers & Resources


STEPS OF AFFILIATION

We look forward to your affiliation with United Planners. To help ease and expedite your transition, we have a dedicated team of specialists to assist you with all of the questions you will have and guide you through a successful onboarding experience.

THE PROCESS

TRANSITION

Transitioning your entire book of business from one Broker-Dealer to another sounds like a very overwhelming process. United Planners understands your concerns and will work with each advisor individually, and their administrative support to simplify the process and teach them shortcuts we have learned since we walk through the process on a regular basis.

Tools you can count on from United Planners include (but are not limited to):

  • A Transition Specialist to guide and support you through your transition period
  • A full Integration Team available to answer your questions and assist your process post affiliation
  • A guidebook of step by step efficient streamlined instructions designed to make the process as simple as it can possibly be
  • Electronic tools such as LaserApp, E-Signature software and applications, and others

United Planners will serve as each advisor’s back office support for the first 90 days of their affiliation. This means we will key all client personal data into our back office system (AFO) after your clients have positively consented to a relationship with United Planners as evidenced by their signature on the “Client Agreement”. Please remember that each client only needs to complete ONE form (not one per registration or one per account) for United Planners’ purposes as this makes the process of transitioning much more simple and efficient from both your, and the client’s prospective.